Regulated Brokers Archives - Page 9 of 33 - 55brokers

Fidelity

Fidelity Licenses

Fidelity Management & Research Company LLC - authorized by SEC (USA) registration no. CRD # 108281/SEC#:801-7884
Fidelity Brokerage Services LLC - regulated by FINRA (USA) registration no. CRD#: 7784/SEC#: 8-23292
Fidelity Clearing Canada ULC - regulated by IIROC (Canada)

Vanguard

Vanguard Licenses

The Vanguard Group, Inc. - authorized by SEC (USA) registration no. CRD # 105958/SEC#:801-11953
The Vanguard Group, Inc. - member of FINRA and SIPC (USA)
Vanguard Asset Management, Ltd - authorized by FCA (UK) registration no. 527839
Vanguard Investments Australia Ltd - authorized by ASIC (Australia) AFS license no. 227263
Vanguard Group (Ireland) Limited - authorized by the Central Bank of Ireland registration no. C23431

Lightspeed

Lightspeed Licenses

Lightspeed Financial Services Group LLC - authorized by SEC and FINRA (USA) license no. CRD#: 104369/SEC#: 8-52843
Lightspeed Financial Services Group LLC - member of FINRA, NFA, and SIPC (USA)

RCG Markets

RCG Markets Licenses:

RCG MARKETS (PTY) LTD - authorized by FSCA (South Africa) FSP no 49769

Weltrade

Weltrade Licenses

Weltrade SA (PTY) LTD - authorized by FSCA (South Africa) FSP no. 50691
Systemgates LTD - regulated by FSA (Saint Vincent and the Grenadines) registration no. 24513
Systemgates LTD - regulated by the laws of Saint Lucia registration no. 2023-00055

CapTrader

CapTrader Licenses:

CapTrader GmbH - authorized by BaFin (Germany) BaFin-ID 10156708

AximTrade

AximTrade Licenses:

AximTrade Pty Limited - authorized by ASIC (Australia) license no 435746 - not active
AximTrade LLC - authorized by SVGFSA (Saint Vincent and the Grenadines) registration no 328 LLC 2020

EXT

EXT Licenses:

EXT LTD - authorized by CySEC (Cyprus) license no 165/12
XHK LTD - authorized by SFC (Hong Kong) license no BNN565

CFI

CFI Licenses:

Credit Financier Invest Limited - authorized by FCA (UK) license no 828955
Credit Financier Invest (CFI) Ltd - authorized by CySEC (Cyprus) license no 179/12
Credit Financier Invest (DIFC) Limited - authorized by DFSA (UAE) license no F00393333
CFI International Ltd - authorized by FSC (Mauritius) registration no C161178
Credit Financier Invest (International) Limited - authorized by VFSC (Vanuatu) registration no 700479
Credit Financier Invest International Limited - authorized by FSA (Seychelles) license no SD107
Credit Financial Invest for Financial Brokerage LTD - authorized by JSC (Jordan) license no 49631
Credit Financier Invest SAL - authorized by BDL (Lebanon) license no 40